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ICO Resources

Practical guidance on UK GDPR compliance, ICO registration, data subject rights, and how to avoid enforcement action.

Foundation

The seven UK GDPR principles

UK GDPR Article 5 sets out seven principles that must underpin all personal data processing. Accountability for compliance rests with the data controller.

L

Lawfulness, fairness and transparency

Processing must have a lawful basis (Art. 6/9), be fair, and individuals must be informed about how their data is used.

P

Purpose limitation

Data must be collected for specified, explicit, and legitimate purposes and not processed incompatibly with those purposes.

M

Data minimisation

Only collect and process the personal data that is actually necessary for your purpose.

A

Accuracy

Personal data must be accurate and kept up to date. Inaccurate data must be erased or corrected promptly.

S

Storage limitation

Data should be kept no longer than necessary for the purpose. Define and document your retention schedules.

I

Integrity and confidentiality

Appropriate technical and organisational measures must protect data against unauthorised access, loss, or destruction.

A

Accountability

As controller, you are responsible for complying with the principles and must be able to demonstrate compliance.

Lawful basis

Article 6 legal bases explained

You must identify and document a legal basis before processing personal data. This cannot be changed retrospectively.

Art. 6(1)(a) Consent

Freely given, specific, informed, and unambiguous. Can be withdrawn at any time. Must be positive opt-in; pre-ticked boxes don't count.

Art. 6(1)(b) Contract

Processing is necessary to perform a contract with the individual, or at their request before entering into a contract.

Art. 6(1)(c) Legal obligation

Processing is necessary to comply with a legal obligation (e.g. HMRC reporting, safeguarding duties).

Art. 6(1)(d) Vital interests

Necessary to protect someone's life. Rarely used; usually only applicable in emergency situations.

Art. 6(1)(e) Public task

Processing is necessary for a task carried out in the public interest or in the exercise of official authority. Key for NHS and public bodies.

Art. 6(1)(f) Legitimate interests

The controller's (or third party's) legitimate interests override the individual's rights and freedoms. Requires a three-part test.

Individual rights

Data subject rights under UK GDPR

Right of access (SAR)

Individuals can request a copy of their personal data. You must respond within one month (extendable to three for complex cases). No fee can be charged for standard requests.

Right to rectification

Individuals can request correction of inaccurate data. You must respond within one month. If you have shared the data, you must tell the recipients.

Right to erasure

The "right to be forgotten" — individuals can request deletion where the data is no longer necessary, consent is withdrawn, or processing is unlawful.

Right to restriction

Individuals can ask you to stop processing their data in certain circumstances — for example, while accuracy is contested.

Right to portability

Where processing is automated and consent or contract-based, individuals can request their data in a machine-readable format.

Right to object

Individuals can object to processing based on legitimate interests, direct marketing, or research. Direct marketing objections must always be honoured.

Enforcement

Recent ICO enforcement actions

Understanding common enforcement patterns helps organisations prioritise their compliance efforts.

Organisation Fine Year Reason
Royal Mail £5.6m 2023 Sending 70 million emails to customers who had opted out of marketing.
Clearview AI £7.5m 2022 Unlawfully collecting facial images of UK residents without a lawful basis.
Interserve Group £4.4m 2022 Failing to keep personal data of employees secure following a phishing attack.
NHS Trust (anon) £78k 2023 Emailing patient information to incorrect recipients without adequate controls.

Source: ICO enforcement action register. Fines may have been appealed or varied.

Useful links

Key ICO guidance areas

ICO Registration (notification)

Most organisations that process personal data must register with the ICO and pay a data protection fee.

ico.org.uk →

ROPA guidance

ICO guidance on maintaining Records of Processing Activities under Article 30 UK GDPR.

ico.org.uk →

Accountability framework

ICO's self-assessment accountability framework tool — check your compliance posture.

ico.org.uk →

Cookies guidance

Latest ICO guidance on PECR compliance and cookie consent requirements.

ico.org.uk →

AI and data protection

ICO guidance on how UK GDPR applies to AI and automated decision-making systems.

ico.org.uk →

Children's code

Age Appropriate Design Code — applies to online services likely to be accessed by children.

ico.org.uk →

Don't forget ICO registration

Most organisations that process personal data must register with the ICO and pay an annual fee (£40–£2,900 depending on size). Failure to register is a criminal offence. Folelse tracks your ICO registration status and renewal date automatically.

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